Factum Legal - New Delhi

The evolution of corporate governance has riddled corporates with a plethora of regulations & governance requirements. Adherence to the colossal governance requirements can often be seen as a difficult terrain to navigate.

Our extensive knowledge of the Domestic Regulatory Framework coupled with our multijurisdictional outreach, has equipped us to help clients in India and around the world to effectively and creatively deal with their regulatory and compliance issues. The team at Factum, consists of multi-disciplinary professionals, who work closely with clients’ corporate compliance teams to set up robust compliance programs.

The focus of the team is not only to ensure that the companies are legally compliant but also to foresee potential areas of risks in the future and provide timely advice.

Our team undertakes audits of the existing processes, policies, internal controls & control environment of your organization to unearth the potential risks that can have an adverse bearing. The firm works with the clients to find practical solutions in respect of such risks by conducting compliance audits and gap analysis and helping the companies to design, implement, and improve their infrastructure, thereby mitigating the risks affecting the organization.

Our General corporate practice provides assistance on the following:

I. Regulatory Compliances:

The firm endeavours to provide bespoke advice on complex legal & regulatory issues.

The various services provided by the firm includes:

• Assessment of Regulatory Compliance Framework
• Pre-emptive legal advice for ensuring conformity with regulatory requirements
• Liasioning & Compounding of offences
• Advisory pertaining to Regulatory Framework, responding to Show-cause notices, enquiries and investigation, proceedings etc. issued to businesses

II. Secretarial Support Services:

Our compliance practice encompasses.

• Analysis and Assessment of current compliance status of the entity & provision of remedial solutions therefor.
• Corporate Compliance under the Companies Act, 2013, Secretarial Standards & allied Securities Laws;
• Statutory filings, preparation of Minutes, Directors’ Report , Director disclosures, and allied Corporate documents.
• Approval/Representations before Regulators w.r.t. Corporate transactions/fund raising etc;
• Compliance and Secretarial Audits;
• Specialised secretarial services on real time basis with virtual/online platform.
• Implementation of the both Central and Local Laws applicable for the Day-to-Day running of the business.

III. Advisory & Implementation of Private-Equity transactions:

By tapping into our deep reservoir of transactional experience, we are confident of providing high quality commercial advice to our clients on complex Private-Equity transactions including formulating legally viable structures, carrying out due diligence, drafting and negotiating transaction documents and assistance in related compliances.